Overlooking the Chicago River

Meet the Team

Overlooking the Chicago River

Meet the Team

231 South LaSalle St., 4th Floor
Chicago, IL 60604
231 South LaSalle St., 4th Floor
Chicago, IL 60604

Mary McCarthy

AML Compliance Officer
Great Lakes Advisors

Mary MCarthy is the AML Compliance Officer in charge of all AML BSA compliance. In addition, Mary monitors all employee trading to ensure compliance with the Company Code of Ethics.

Education and Professional Credentials 

  • Industry Start: 1978
  • Northern Illinois University, BS
  • FINRA Series 7, 66, and 24 registrations